Michael J. Dumont - Jul 1, 2024 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)

Role
Director
Signature
/s/ Michael J. Dumont
Stock symbol
OSS
Transactions as of
Jul 1, 2024
Transactions value $
$0
Form type
4
Date filed
7/3/2024, 08:49 PM
Previous filing
Feb 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSS Common Stock Award $0 +21K $0.00 21K Jul 1, 2024 Direct F1, F2
holding OSS Common Stock 65.8K Jul 1, 2024 By Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 21,000 restricted stock units granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions.
F2 Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
F3 These shares are owned directly by The Michael J. Dumont Living Trust, dated September 29, 2021 (the "Trust"), of which the Reporting Person is trustee and the sole beneficiary.