| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KLAC | Common Stock | Other | $21.3K | +44.6 | +0.31% | $476.33 | 14.3K | Jun 28, 2024 | Direct | F1, F2, F3 |
| transaction | KLAC | Common Stock | Sale | -$36.1K | -44 | -0.31% | $819.40 | 14.2K | Jul 2, 2024 | Direct | F3, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Purchased under the registrant's employee stock purchase plan. |
| F2 | Represents 85% of the closing price of the registrant's common stock on January 2, 2024, the first day of the offering period under the employee stock purchase plan. |
| F3 | The number of shares of KLA common stock includes 10,209 shares issuable upon vesting of restricted stock units ("RSUs"). |
| F4 | This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 2, 2024. |