Howard S. Jonas - Jun 26, 2024 Form 4 Insider Report for Rafael Holdings, Inc. (RFL)

Role
Executive Chairman, Director
Signature
Joyce J. Mason, by Power of Attorney
Stock symbol
RFL
Transactions as of
Jun 26, 2024
Transactions value $
$0
Form type
4
Date filed
6/28/2024, 11:54 AM
Previous filing
Jun 18, 2024
Next filing
Jul 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RFL Class B Common Stock, par value $.01 per share Other $0 -564K -100% $0.00* 0 Jun 26, 2024 By Wife F1
transaction RFL Class B Common Stock, par value $.01 per share Other $0 +564K $0.00 564K Jun 26, 2024 By Debbie Y. Jonas 2018 Marital Trust F1
holding RFL Class B Common Stock, $.01 par value per share 159K Jun 26, 2024 Direct F2
holding RFL Class B Common Stock, $.01 par value per share 98.8K Jun 26, 2024 By The Jonas Foundation
holding RFL Class B Common Stock, $.01 par value per share 3.23M Jun 26, 2024 By I9 Plus, LLC F3
holding RFL Class A Common Stock, $.01 par value per share 787K Jun 26, 2024 By Rafael A Partners, L.P. F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transfer from the Reporting Person's wife's direct holdings to the Debbie Y. Jonas 2018 Marital Trust, a marital trust for the benefit of the Reporting Person and his wife.
F2 Consists of 159,016 unvested restricted shares of stock vesting as follows: 39,754 shares on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025.
F3 Owned by trusts for the benefit of the Reporting Person's children and managed by Reporting Person's immediate family member.
F4 The Reporting Person is the sole manager of the sole general partner of the limited partnership and, therefore, has sole voting and dispositive power over the shares of Class A common stock held by the limited partnership.