Gerald Yao - Jun 24, 2024 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Role
CSO and Director, Director
Signature
/s/ Todd Aman, Attorney-in-Fact
Stock symbol
NOTE
Transactions as of
Jun 24, 2024
Transactions value $
-$4,125
Form type
4
Date filed
6/26/2024, 05:01 PM
Previous filing
Jun 11, 2024
Next filing
Jul 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Sale -$4.13K -2.75K -3.5% $1.50 75.9K Jun 24, 2024 Gerald Yao Revocable Trust Dated January 10, 2019 F1, F2
holding NOTE Class A Common Stock 4K Jun 24, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 was made pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2024.
F2 The Reporting Person is Trustee of this Trust.