Key facts
- This page summarizes Michael Testa's Form 4 filing for Trinity Capital Inc. (TRIN).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 18 Jun 2024, 17:16.
Michael Testa - 14 Jun 2024 Form 4 Insider Report for Trinity Capital Inc. (TRIN)
- Reporting relationship
- CFO and Treasurer
- Issuer ticker
- TRIN
- Reported as of
- 14 Jun 2024
- Net transaction value
- -$10,804
- SEC form
- 4
- Accepted by SEC
- 18 Jun 2024, 17:16:29 UTC
- Prior SEC filing
- 19 Mar 2024
- Next SEC filing
- 18 Sep 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Michael Testa
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael Testa filed Form 4 for Trinity Capital Inc. (TRIN) on 18 Jun 2024.
Change
- Previous filing in this sequence was filed on 19 Mar 2024.
- Current net transaction value: -$10,804.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TRIN
transaction
Common Stock
Tax liability
- Transaction value
- $10,804
- Shares
- -729
- Change %
- -1.1%
- Price
- $14.82
- Shares after
- 66,665
- Date
- 14 Jun 2024
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 2 footnotes
Footnote F1
Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 14, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
Footnote F2
Includes (1) 40,541 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% ofsuch shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 17,588 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 5,780 shares issued under the LTIP on March 15, 2022,which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 4,550 shares issued underthe LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.