Howard S. Jonas - 13 Jun 2024 Form 4 Insider Report for Rafael Holdings, Inc. (RFL)

Role
Executive Chairman, Director
Signature
Joyce J. Mason, by Power of Attorney
Issuer symbol
RFL
Transactions as of
13 Jun 2024
Net transactions value
$0
Form type
4
Filing time
17 Jun 2024, 16:49:57 UTC
Previous filing
16 May 2024
Next filing
18 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RFL Class B Common Stock, par value $.01 per share Award $0 +159,016 +28% $0.000000 722,554 13 Jun 2024 Direct F1, F2
transaction RFL Class B Common Stock, par value $.01 per share Other $0 -376,111 -52% $0.000000 346,443 14 Jun 2024 Direct F3, F4
transaction RFL Class B Common Stock, par value $.01 per share Other $0 +376,111 $0.000000 376,111 14 Jun 2024 By Wife F3
transaction RFL Class B Common Stock, par value $.01 per share Other $0 -187,427 -54% $0.000000 159,016 17 Jun 2024 Direct F3, F5
transaction RFL Class B Common Stock, par value $.01 per share Other $0 +187,427 +50% $0.000000 563,538 17 Jun 2024 By Wife F3
holding RFL Class B Common Stock, $.01 par value per share 3,225,806 13 Jun 2024 By I9 Plus, LLC F6
holding RFL Class B Common Stock, $.01 par value per share 98,820 13 Jun 2024 By The Jonas Foundation
holding RFL Class A Common Stock, $.01 par value per share 787,163 13 Jun 2024 Rafael A Partners, L.P. F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted shares of stock, 39,754 shares of which shall vest on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025.
F2 Consists of 348,259 shares of stock held directly, 215,279 vested restricted shares of stock, and 159,016 unvested restricted shares of stock vesting as follows: 39,754 shares on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025.
F3 Transfer from the Reporting Person to his wife.
F4 Consists of 187,427 vested restricted shares of stock and 159,016 unvested restricted shares of stock vesting as follows: 39,754 shares on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025.
F5 Consists of 159,016 unvested restricted shares of stock vesting as follows: 39,754 shares on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025.
F6 Owned by trusts for the benefit of the Reporting Person's children and managed by Reporting Person's immediate family member.
F7 The Reporting Person is the sole manager of the sole general partner of the limited partnership and, therefore, has sole voting and dispositive power over the shares of Class A common stock held by the limited partnership.