Robert Chess - 14 Jun 2024 Form 4 Insider Report for NEKTAR THERAPEUTICS (NKTR)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
14 Jun 2024, 18:02:51 UTC
Prior SEC filing
09 Feb 2024
Next SEC filing
13 Nov 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Mark A. Wilson, Attorney-in-Fact

Key filing fact

Robert Chess filed Form 4 for NEKTAR THERAPEUTICS (NKTR) on 14 Jun 2024.

Key facts

  • This page summarizes Robert Chess's Form 4 filing for NEKTAR THERAPEUTICS (NKTR).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 14 Jun 2024, 18:02.

Change

  • Previous filing in this sequence was filed on 09 Feb 2024.
  • Current net transaction value: -$23,400.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NKTR transaction

Common Stock

Sale

Transaction value
$23,400
Shares
-19,500
Change %
-7.1%
Price
$1.20
Shares after
255,273
Date
14 Jun 2024
Ownership
Direct
Footnotes
F1, F2
NKTR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,100
Date
14 Jun 2024
Ownership
by daughter
Footnotes
F3
NKTR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,100
Date
14 Jun 2024
Ownership
by son
Footnotes
F3
NKTR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,100
Date
14 Jun 2024
Ownership
by daughter
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 3 footnotes

Footnote F1

This transaction was made pursuant to a Rule 10b5-1 trading plan.

Footnote F2

This transaction was executed in multiple trades at prices ranging from $1.19 to $1.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Footnote F3

The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for the purposes of Section 16 or for any other purpose.

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