Michael R. Splinter - 11 Jun 2024 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
13 Jun 2024, 16:54:26 UTC
Prior SEC filing
10 Jan 2025
Next SEC filing
16 Dec 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Alex Kogan, by power of attorney

Key filing fact

Michael R. Splinter filed Form 4 for NASDAQ, INC. (NDAQ) on 13 Jun 2024.

Key facts

  • This page summarizes Michael R. Splinter's Form 4 filing for NASDAQ, INC. (NDAQ).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 13 Jun 2024, 16:54.

Change

  • Previous filing in this sequence was filed on 10 Jan 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NDAQ transaction

Common Stock, par value $0.01 per share

Award

Transaction value
$0
Shares
+7,453
Change %
+3.6%
Price
$0.000000
Shares after
212,012
Date
11 Jun 2024
Ownership
Direct
Footnotes
F1
NDAQ transaction

Common Stock, par value $0.01 per share

Award

Transaction value
$0
Shares
+169
Change %
+0.08%
Price
$0.000000
Shares after
212,181
Date
11 Jun 2024
Ownership
Direct
Footnotes
F2, F3
NDAQ holding

Common Stock, par value $0.01 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,545
Date
11 Jun 2024
Ownership
Held by family trusts
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Restricted stock vests as to 100% on June 11, 2025.

Footnote F2

Reflects shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan and fully vested as of the date of grant. These shares were issued as compensation for additional Board service by Mr. Splinter during the Board term ended June 11, 2024.

Footnote F3

Represents 212,181 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 196,225 are vested as of the date hereof.

Footnote F4

Reflects shares gifted by the reporting person to family trusts, of which the reporting person is a trustee.

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