Paul Holden Spaht Jr. - 11 Jun 2024 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
Director
Signature
/s/ Alex Kogan, by power of attorney
Issuer symbol
NDAQ
Transactions as of
11 Jun 2024
Net transactions value
$0
Form type
4
Filing time
13 Jun 2024, 16:42:33 UTC
Previous filing
29 Nov 2023
Next filing
05 Jun 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Award $0 +4,405 +147% $0.000000 7,406 11 Jun 2024 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock vests as to 100% on June 11, 2025.
F2 Represents 7,406 shares or units of unvested restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which none are vested as of the date hereof.
F3 Because such restricted stock are held by the reporting person for the benefit of Thoma Bravo, L.P., the reporting person disclaims beneficial ownership of and all right, title, and interest in the restricted stock reported or referenced herein and the filing of this statement shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of the reported securities.