David Springer - 06 Jun 2024 Form 4 Insider Report for FTC Solar, Inc. (FTCI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 Jun 2024, 16:49:55 UTC
Prior SEC filing
20 Jul 2023
Next SEC filing
16 Jun 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jacob D. Wolf, as Attorney-in-Fact

Key filing fact

David Springer filed Form 4 for FTC Solar, Inc. (FTCI) on 10 Jun 2024.

Key facts

  • This page summarizes David Springer's Form 4 filing for FTC Solar, Inc. (FTCI).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 10 Jun 2024, 16:49.

Change

  • Previous filing in this sequence was filed on 20 Jul 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FTCI transaction

Common Stock

Award

Transaction value
$0
Shares
+90,450
Change %
+1.2%
Price
$0.000000
Shares after
7,801,768
Date
06 Jun 2024
Ownership
Direct
Footnotes
F1, F2
FTCI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
336,153
Date
06 Jun 2024
Ownership
By Trust
Footnotes
F3
FTCI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
336,154
Date
06 Jun 2024
Ownership
By Trust
Footnotes
F4
FTCI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
336,153
Date
06 Jun 2024
Ownership
By Trust
Footnotes
F5
FTCI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
491,356
Date
06 Jun 2024
Ownership
By Trust
Footnotes
F2, F6
FTCI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
329,866
Date
06 Jun 2024
Ownership
By Trust
Footnotes
F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan in consideration of the Reporting Person's service on the board of directors (BOD) of the Issuer, and is subject to vesting upon the earlier of (x) the one year anniversary of grant and (y) the Issuer's 2025 shareholder meeting, subject to continued service on the BOD.

Footnote F2

Reflects shares transferred between the DS 2022 GRAT and the Reporting Person, which was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

Footnote F3

These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Footnote F4

These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Footnote F5

These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Footnote F6

These shares are owned directly by the DS 2022 GRAT for the benefit of the Reporting Person. The Reporting Person (a) is the sole trustee, (b) has sole voting and dispositive power with respect to the shares held by the trust and (c) has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the DS 2022 GRAT. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose

Footnote F7

These shares are owned directly by the KC 2021 Trust for the benefit of the Reporting Person's fiancee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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