Keith M. Rosenbloom - Jun 6, 2024 Form 4 Insider Report for AMERICAN VANGUARD CORP (AVD)

Role: Director
Signature: KEITH M. ROSENBLOOM
Stock symbol: AVD
Transactions as of: Jun 6, 2024
Transactions value $: $0
Form type: 4
Date filed: 6/6/2024, 09:50 PM
Previous filing: May 17, 2024
Next filing: Aug 30, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AVD	Common Stock	Award	$0	+9.17K	+120.46%	$0.00	16.8K	Jun 6, 2024	Direct	F1
holding	AVD	Common Stock						1.01M	Jun 6, 2024	See Note	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares were awarded to reporting person in connection with his election to issuer's board of directors at issuer's 2024 Annual Meeting of Stockholder as per issuer's non-management director equity plan.
F2	Reporting person maintains an indirect interest in these shares insofar as he is Managing Member of Cruiser Capital, which serves as the management company or as investment advisor to, and may be deemed to have shared voting and dispositive power over Common Stock held by, various investment funds (the "Cruiser Funds") and separately managed accounts (the "Cruiser SMAs", together with the Cruiser Funds, the "Cruiser Funds and SMAs") that it advises. Reporting person may be deemed to have voting and dispositive power with respect to the shares of Common Stock held by the Cruiser Funds and SMAs and disclaims beneficial ownership of the securities held by the Cruiser Funds and SMAs except to the extent of his pecuniary interest.

Content

These shares were awarded to reporting person in connection with his election to issuer's board of directors at issuer's 2024 Annual Meeting of Stockholder as per issuer's non-management director equity plan.

Reporting person maintains an indirect interest in these shares insofar as he is Managing Member of Cruiser Capital, which serves as the management company or as investment advisor to, and may be deemed to have shared voting and dispositive power over Common Stock held by, various investment funds (the "Cruiser Funds") and separately managed accounts (the "Cruiser SMAs", together with the Cruiser Funds, the "Cruiser Funds and SMAs") that it advises. Reporting person may be deemed to have voting and dispositive power with respect to the shares of Common Stock held by the Cruiser Funds and SMAs and disclaims beneficial ownership of the securities held by the Cruiser Funds and SMAs except to the extent of his pecuniary interest.