John A. Scarlett - Jun 4, 2024 Form 4 Insider Report for GERON CORP (GERN)

Role
Chairman, President and CEO, Director
Signature
/s/ Scott A. Samuels for John A. Scarlett
Stock symbol
GERN
Transactions as of
Jun 4, 2024
Transactions value $
-$876,000
Form type
4
Date filed
6/5/2024, 04:05 PM
Previous filing
Feb 16, 2024
Next filing
Jun 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GERN Common Stock Options Exercise $1.52M +600K $2.54 600K Jun 4, 2024 Direct F1
transaction GERN Common Stock Sale -$2.4M -600K -50% $4.00 600K Jun 4, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GERN Stock Option (right to buy) Options Exercise $0 -600K -100% $0.00* 0 Jun 4, 2024 Common Stock 600K $2.54 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction reflects an exercise and sale of options due to expire on February 11, 2026 and was conducted pursuant to an approved 10b5-1 trading plan adopted by the reporting person on February 20, 2024.
F2 Option was fully vested.