John A. Scarlett - 04 Jun 2024 Form 4 Insider Report for GERON CORP (GERN)

Role
Chairman, President and CEO, Director
Signature
/s/ Scott A. Samuels for John A. Scarlett
Issuer symbol
GERN
Transactions as of
04 Jun 2024
Net transactions value
-$876,000
Form type
4
Filing time
05 Jun 2024, 16:05:20 UTC
Previous filing
16 Feb 2024
Next filing
07 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GERN Common Stock Options Exercise $1,524,000 +600,000 $2.54 600,000 04 Jun 2024 Direct F1
transaction GERN Common Stock Sale $2,400,000 -600,000 -50% $4.00 600,000 04 Jun 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GERN Stock Option (right to buy) Options Exercise $0 -600,000 -100% $0.000000* 0 04 Jun 2024 Common Stock 600,000 $2.54 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction reflects an exercise and sale of options due to expire on February 11, 2026 and was conducted pursuant to an approved 10b5-1 trading plan adopted by the reporting person on February 20, 2024.
F2 Option was fully vested.