Noubar Afeyan - May 22, 2024 Form 4 Insider Report for Moderna, Inc. (MRNA)

Role
Director
Signature
Noubar B. Afeyan, Ph.D. By: /s/ Noubar B. Afeyan, Ph.D.
Stock symbol
MRNA
Transactions as of
May 22, 2024
Transactions value $
-$2,363,556
Form type
4
Date filed
5/24/2024, 07:00 PM
Previous filing
May 17, 2024
Next filing
May 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MRNA Common Stock Sale -$14.3K -100 -0.01% $142.95 2M May 22, 2024 Direct F1
transaction MRNA Common Stock Sale -$28.9K -200 -0.01% $144.40 2M May 22, 2024 Direct F1, F2
transaction MRNA Common Stock Sale -$14.5K -100 -0.01% $145.03 2M May 22, 2024 Direct F1
transaction MRNA Common Stock Sale -$44.1K -300 -0.02% $147.06 2M May 22, 2024 Direct F1, F3
transaction MRNA Common Stock Sale -$88.9K -600 -0.03% $148.21 2M May 22, 2024 Direct F1, F4
transaction MRNA Common Stock Sale -$44.8K -300 -0.02% $149.45 2M May 22, 2024 Direct F1, F5
transaction MRNA Common Stock Sale -$60.2K -400 -0.02% $150.60 1.99M May 22, 2024 Direct F1, F6
transaction MRNA Common Stock Sale -$106K -700 -0.04% $151.73 1.99M May 22, 2024 Direct F1, F7
transaction MRNA Common Stock Sale -$122K -800 -0.04% $152.92 1.99M May 22, 2024 Direct F1, F8
transaction MRNA Common Stock Sale -$30.8K -200 -0.01% $153.84 1.99M May 22, 2024 Direct F1, F9
transaction MRNA Common Stock Sale -$93.4K -600 -0.03% $155.66 1.99M May 22, 2024 Direct F1, F10
transaction MRNA Common Stock Sale -$284K -1.8K -0.09% $157.41 1.99M May 22, 2024 Direct F1, F11
transaction MRNA Common Stock Sale -$304K -1.92K -0.1% $158.25 1.99M May 22, 2024 Direct F1, F12
transaction MRNA Common Stock Sale -$351K -2.2K -0.11% $159.57 1.99M May 22, 2024 Direct F1, F13
transaction MRNA Common Stock Sale -$132K -825 -0.04% $160.24 1.99M May 22, 2024 Direct F1, F14
transaction MRNA Common Stock Sale -$163K -1.01K -0.05% $162.19 1.98M May 22, 2024 Direct F1, F15
transaction MRNA Common Stock Sale -$362K -2.22K -0.11% $163.02 1.98M May 22, 2024 Direct F1, F16
transaction MRNA Common Stock Sale -$102K -625 -0.03% $163.92 1.98M May 22, 2024 Direct F1, F17
transaction MRNA Common Stock Sale -$16K -97 0% $164.67 1.98M May 22, 2024 Direct F1
holding MRNA Common Stock 9.66M May 22, 2024 By Flagship Ventures Fund IV, L.P. and Flagship Ventures Fund IV-Rx, L.P. F18
holding MRNA Common Stock 3.92K May 22, 2024 By Flagship Pioneering, Inc. F19
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 27, 2023, as amended on November 7, 2023.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.95 to $144.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.53 to $147.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.91 to $148.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.04 to $149.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.18 to $151.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.42 to $152.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.44 to $153.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.62 to $154.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.26 to $156.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.73 to $157.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.89 to $158.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F13 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.90 to $159.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F14 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.99 to $160.89, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F15 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.55 to $162.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F16 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.58 to $163.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F17 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.67 to $164.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F18 8,100,794 shares are held directly by Flagship Ventures Fund IV, L.P. ("Flagship Fund IV") and 1,561,320 shares are held directly by Flagship Ventures Fund IV-Rx, L.P. ("Flagship Fund IV-Rx"). Flagship Ventures Fund IV General Partner LLC ("Flagship Fund IV GP") is the general partner of each of Flagship Fund IV and Flagship Fund IV-Rx. The reporting person is the sole manager of Flagship Fund IV GP and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F19 3,924 shares are held directly by Flagship Pioneering, Inc. ("Flagship Pioneering"). The reporting person is the CEO and sole stockholder of Flagship Pioneering and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.