Kristin E. Frank - 20 May 2024 Form 4/A Insider Report for GAIA, INC (GAIA)

Role
Director
Signature
/s/ Ned Preston Attorney-in-Fact for Kristin Frank
Issuer symbol
GAIA
Transactions as of
20 May 2024
Net transactions value
$0
Form type
4/A
Filing time
23 May 2024, 19:44:00 UTC
Date Of Original Report
22 May 2024
Previous filing
09 May 2024
Next filing
06 Jun 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GAIA Restricted Stock Units Award $0 +14,474 $0.000000 14,474 20 May 2024 Class A Common Stock 14,474 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 22, 2024, the reporting person filed a Form 4 which mistakenly showed an award of 63,250 RSUs was granted on May 20, 2024. In fact, as reported in this amendment, the reporting person was granted an award of 14,474 RSUs on May 20, 2024.
F2 The RSUs vest after one year