| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DFIN | Common Stock | Sale | -$627K | -10K | -1.74% | $62.67 | 565K | May 16, 2024 | Direct | F1, F2 |
| transaction | DFIN | Common Stock | Sale | -$1.25M | -20K | -3.54% | $62.67 | 545K | May 16, 2024 | Direct | F1, F3, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. |
| F2 | The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $62.02 to $62.97 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| F3 | The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $62.01 to $62.98 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| F4 | Includes 401,527 shares held directly, 70,451 restricted stock unit, and 73,213 earned performance share units with additional service-based vesting. |