Roger C. Altman - May 15, 2024 Form 4 Insider Report for Evercore Inc. (EVR)

Role
Founder and Senior Chairman, Director
Signature
/s/ Jason Klurfeld, as Attorney-in-Fact
Stock symbol
EVR
Transactions as of
May 15, 2024
Transactions value $
$0
Form type
4
Date filed
5/17/2024, 04:35 PM
Previous filing
Feb 16, 2024
Next filing
Jul 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EVR Shares of Class A common stock, par value $0.01 per share Conversion of derivative security +20K +23.82% 104K May 15, 2024 Direct F1
transaction EVR Shares of Class A common stock, par value $0.01 per share Gift $0 -20K -19.24% $0.00 83.9K May 16, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EVR Partnership units of Evercore LP Conversion of derivative security -20K -7.09% 262K May 15, 2024 Shares of Class A common stock, par value $0.01 per share 20K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.
F2 Mr. Altman has made a bona fide gift of these shares of Class A Common Stock to unaffiliated not-for-profit institutions.
F3 Pursuant to the Amended and Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.