Mohamad Makhzoumi - 12 May 2024 Form 4 Insider Report for NeueHealth, Inc. (NEUE)

Signature
/s/ Zachary Bambach, attorney-in-fact
Issuer symbol
NEUE
Transactions as of
12 May 2024
Net transactions value
$0
Form type
4
Filing time
14 May 2024, 20:25:07 UTC
Previous filing
24 Apr 2024
Next filing
12 Sep 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEUE Common Stock Options Exercise $0 +4,755 +400% $0.000000 5,943 12 May 2024 Direct F1
holding NEUE Common Stock 1,338,022 12 May 2024 See Note 2 F1, F2
holding NEUE Common Stock 43,678 12 May 2024 See Note 3 F1, F3
holding NEUE Common Stock 599,064 12 May 2024 See Note 4 F1, F4
holding NEUE Common Stock 299,788 12 May 2024 See Note 5 F1, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEUE Restricted Stock Units Options Exercise $0 -4,755 -100% $0.000000* 0 12 May 2024 Common Stock 4,755 Direct F6, F7
transaction NEUE Restricted Stock Units Award $0 +10,500 $0.000000 10,500 13 May 2024 Common Stock 10,500 Direct F6, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 22, 2023, the Issuer effected a 1-for-80 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.
F2 The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L.P. ("NEA 15"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest.
F3 The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15-OF, L.P. ("NEA Partners 15-OF"). NEA Partners 15-OF is the sole general partner of NEA 15 Opportunity Fund, L.P. ("NEA 15-OF"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15-OF in which the Reporting Person has no pecuniary interest.
F4 The Reporting Person is a manager of NEA 16 GP, LLC, which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 16 in which the Reporting Person has no pecuniary interest.
F5 The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 17 in which the Reporting Person has no pecuniary interest.
F6 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F7 All of these restricted stock units vested on May 12, 2024, one year from the grant date.
F8 All of these restricted stock units vest on May 13, 2025, one year from the grant date.