Mohamad Makhzoumi - May 12, 2024 Form 4 Insider Report for NeueHealth, Inc. (NEUE)

Signature
/s/ Zachary Bambach, attorney-in-fact
Stock symbol
NEUE
Transactions as of
May 12, 2024
Transactions value $
$0
Form type
4
Date filed
5/14/2024, 08:25 PM
Previous filing
Apr 24, 2024
Next filing
Sep 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEUE Common Stock Options Exercise $0 +4.76K +400.25% $0.00 5.94K May 12, 2024 Direct F1
holding NEUE Common Stock 1.34M May 12, 2024 See Note 2 F1, F2
holding NEUE Common Stock 43.7K May 12, 2024 See Note 3 F1, F3
holding NEUE Common Stock 599K May 12, 2024 See Note 4 F1, F4
holding NEUE Common Stock 300K May 12, 2024 See Note 5 F1, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEUE Restricted Stock Units Options Exercise $0 -4.76K -100% $0.00* 0 May 12, 2024 Common Stock 4.76K Direct F6, F7
transaction NEUE Restricted Stock Units Award $0 +10.5K $0.00 10.5K May 13, 2024 Common Stock 10.5K Direct F6, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 22, 2023, the Issuer effected a 1-for-80 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.
F2 The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L.P. ("NEA 15"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest.
F3 The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15-OF, L.P. ("NEA Partners 15-OF"). NEA Partners 15-OF is the sole general partner of NEA 15 Opportunity Fund, L.P. ("NEA 15-OF"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15-OF in which the Reporting Person has no pecuniary interest.
F4 The Reporting Person is a manager of NEA 16 GP, LLC, which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 16 in which the Reporting Person has no pecuniary interest.
F5 The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 17 in which the Reporting Person has no pecuniary interest.
F6 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F7 All of these restricted stock units vested on May 12, 2024, one year from the grant date.
F8 All of these restricted stock units vest on May 13, 2025, one year from the grant date.