Frederick Ball - May 3, 2024 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
Director
Signature
/s/ Elizabeth Vonne - Attorney-in-Fact
Stock symbol
AEIS
Transactions as of
May 3, 2024
Transactions value $
$0
Form type
4
Date filed
5/7/2024, 08:52 PM
Previous filing
May 9, 2023
Next filing
Nov 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Options Exercise +2.26K +5.88% 40.7K May 5, 2024 By 1998 Ball Family Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AEIS Restricted Stock Units Award $0 +2.09K $0.00 2.09K May 3, 2024 Common Stock 2.09K $0.00 Direct F3, F4
transaction AEIS Restricted Stock Units Options Exercise $0 -2.26K -100% $0.00* 0 May 5, 2024 Common Stock 2.26K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.
F2 Includes shares acquired through the dividend reinvestment plan.
F3 Represents an annual grant of restricted stock units to the reporting person on May 3, 2024 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.
F4 Restricted stock units are not exercisable and do not have an expiration date.