Key facts
- This page summarizes Mark Peter Smith's Form 4 filing for SMITH & WESSON BRANDS, INC. (SWBI).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 03 May 2024, 19:47.
Mark Peter Smith - 01 May 2024 Form 4 Insider Report for SMITH & WESSON BRANDS, INC. (SWBI)
- Reporting relationship
- The reporting person is President & Chief Executive Officer., Director
- Issuer ticker
- SWBI
- Reported as of
- 01 May 2024
- Net transaction value
- -$219,056
- SEC form
- 4
- Accepted by SEC
- 03 May 2024, 19:47:23 UTC
- Prior SEC filing
- 29 Aug 2023
- Next SEC filing
- 06 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kevin A. Maxwell
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark Peter Smith filed Form 4 for SMITH & WESSON BRANDS, INC. (SWBI) on 03 May 2024.
Change
- Previous filing in this sequence was filed on 29 Aug 2023.
- Current net transaction value: -$219,056.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SWBI
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +82,489
- Change %
- +27%
- Price
- $0.000000
- Shares after
- 389,995
- Date
- 01 May 2024
- Ownership
- Direct
- Footnotes
- F1, F2
SWBI
transaction
Common Stock
Tax liability
- Transaction value
- $161,633
- Shares
- -9,621
- Change %
- -2.5%
- Price
- $16.80
- Shares after
- 380,374
- Date
- 01 May 2024
- Ownership
- Direct
- Footnotes
- F3
SWBI
transaction
Common Stock
Tax liability
- Transaction value
- $57,423
- Shares
- -3,226
- Change %
- -0.85%
- Price
- $17.80
- Shares after
- 377,148
- Date
- 02 May 2024
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SWBI
transaction
Derivative
Performance Rights
Award
- Transaction value
- $0
- Shares
- +164,976
- Change %
- Price
- $0.000000
- Shares after
- 164,976
- Date
- 01 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 164,976
- Exercise price
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
One-quarter of the restricted stock units shall vest on each of the first, second, third and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.
Footnote F2
Includes 1,183 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2023, and 921 shares acquired under the Issuer's Employee Stock Purchase Plan on March 28, 2024.
Footnote F3
Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.
Footnote F4
Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award.
SEC remarks
The reporting person is President & Chief Executive Officer.