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Signature
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/s/ Jessica Olich as attorney-in-fact for Seth Bernstein
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Stock symbol
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EQH
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Transactions as of
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May 2, 2024
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Transactions value $
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-$3,250,087
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Form type
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4
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Date filed
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5/3/2024, 05:00 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
EQH |
Common Stock |
Options Exercise |
$1.23M |
+65.4K |
+55.24% |
$18.74 |
184K |
May 2, 2024 |
Direct |
F1 |
transaction |
EQH |
Common Stock |
Options Exercise |
$1.33M |
+57.2K |
+31.1% |
$23.18 |
241K |
May 2, 2024 |
Direct |
F1 |
transaction |
EQH |
Common Stock |
Sale |
-$5.8M |
-152K |
-63.23% |
$38.06 |
88.7K |
May 2, 2024 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
EQH |
Employee Stock Option (right to buy) |
Options Exercise |
$0 |
-65.4K |
-53.36% |
$0.00 |
57.2K |
May 2, 2024 |
Common Stock |
65.4K |
$18.74 |
Direct |
F3 |
transaction |
EQH |
Employee Stock Option (right to buy) |
Options Exercise |
$0 |
-57.2K |
-100% |
$0.00* |
0 |
May 2, 2024 |
Common Stock |
57.2K |
$23.18 |
Direct |
F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
Reporting person's title is: Head of Investment Management and Research