Bryan Everard Smith - 01 May 2024 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Reporting relationship: Executive Vice President
Issuer ticker: NDAQ
Reported as of: 01 May 2024
Net transaction value: -$181,826
SEC form: 4
Accepted by SEC: 03 May 2024, 16:33:58 UTC
Prior SEC filing: 03 Apr 2024
Next SEC filing: 04 Feb 2025
Source filing: View source filing
Reporting owner signature: /s/ Alex Kogan, by power of attorney

Key filing fact

Bryan Everard Smith filed Form 4 for NASDAQ, INC. (NDAQ) on 03 May 2024.

Key facts

This page summarizes Bryan Everard Smith's Form 4 filing for NASDAQ, INC. (NDAQ).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 03 May 2024, 16:33.

Change

Previous filing in this sequence was filed on 03 Apr 2024.
Current net transaction value: -$181,826.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NDAQ transaction

Common Stock, par value $0.01 per share

Sale

Transaction value: $181,826
Shares: -3,036
Change %: -4.9%
Price: $59.89
Shares after: 58,636
Date: 01 May 2024
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 2 footnotes

Footnote F1

The reported sale was effected pursuant to a Rule 10b5-1 trading plan.

Footnote F2

Represents (i) 19,646 shares or units of restricted stock, of which 3,465 are vested, (ii) 35,130 shares underlying PSUs, all of which are vested and (iii) 3,860 shares purchased under the Employee Stock Purchase Plan.