Greylock XIV GP LLC - 29 Apr 2024 Form 4 Insider Report for Rubrik, Inc. (RBRK)

Role
10%+ Owner
Signature
By: /s/ Donald A. Sullivan, as Administrative Partner of Greylock XIV GP LLC
Issuer symbol
RBRK
Transactions as of
29 Apr 2024
Net transactions value
$0
Form type
4
Filing time
01 May 2024, 18:37:19 UTC
Previous filing
24 Apr 2024
Next filing
31 Jan 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBRK Series B Preferred Stock Conversion of derivative security $0 -11,583,248 -100% $0.000000* 0 29 Apr 2024 Class B Common Stock 11,583,248 By Greylock XIV Limited Partnership F1, F2
transaction RBRK Series C Preferred Stock Conversion of derivative security $0 -1,950,165 -100% $0.000000* 0 29 Apr 2024 Class B Common Stock 1,950,165 By Greylock XIV Limited Partnership F1, F2
transaction RBRK Series D Preferred Stock Conversion of derivative security $0 -3,417,116 -100% $0.000000* 0 29 Apr 2024 Class B Common Stock 3,417,116 By Greylock XIV Limited Partnership F1, F2
transaction RBRK Series E Preferred Stock Conversion of derivative security $0 -955,260 -100% $0.000000* 0 29 Apr 2024 Class B Common Stock 955,260 By Greylock XIV Limited Partnership F1, F2
transaction RBRK Class B Common Stock Conversion of derivative security $0 +17,905,789 $0.000000 17,905,789 29 Apr 2024 Class A Common Stock 17,905,789 By Greylock XIV Limited Partnership F2, F3
transaction RBRK Series B Preferred Stock Conversion of derivative security $0 -643,512 -100% $0.000000* 0 29 Apr 2024 Class B Common Stock 643,512 By Greylock XIV-A Limited Partnership F1, F4
transaction RBRK Series C Preferred Stock Conversion of derivative security $0 -108,342 -100% $0.000000* 0 29 Apr 2024 Class B Common Stock 108,342 By Greylock XIV-A Limited Partnership F1, F4
transaction RBRK Series D Preferred Stock Conversion of derivative security $0 -189,840 -100% $0.000000* 0 29 Apr 2024 Class B Common Stock 189,840 By Greylock XIV-A Limited Partnership F1, F4
transaction RBRK Series E Preferred Stock Conversion of derivative security $0 -53,070 -100% $0.000000* 0 29 Apr 2024 Class B Common Stock 53,070 By Greylock XIV-A Limited Partnership F1, F4
transaction RBRK Class B Common Stock Conversion of derivative security $0 +994,764 $0.000000 994,764 29 Apr 2024 Class A Common Stock 994,764 By Greylock XIV-A Limited Partnership F3, F4
transaction RBRK Series B Preferred Stock Conversion of derivative security $0 -643,512 -100% $0.000000* 0 29 Apr 2024 Class B Common Stock 643,512 By Greylock XIV Principals LLC F1, F5
transaction RBRK Series C Preferred Stock Conversion of derivative security $0 -108,342 -100% $0.000000* 0 29 Apr 2024 Class B Common Stock 108,342 By Greylock XIV Principals LLC F1, F5
transaction RBRK Series D Preferred Stock Conversion of derivative security $0 -189,840 -100% $0.000000* 0 29 Apr 2024 Class B Common Stock 189,840 By Greylock XIV Principals LLC F1, F5
transaction RBRK Series E Preferred Stock Conversion of derivative security $0 -53,070 -100% $0.000000* 0 29 Apr 2024 Class B Common Stock 53,070 By Greylock XIV Principals LLC F1, F5
transaction RBRK Class B Common Stock Conversion of derivative security $0 +994,764 $0.000000 994,764 29 Apr 2024 Class A Common Stock 994,764 By Greylock XIV Principals LLC F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
F2 The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3 Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.
F4 The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV-A LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F5 The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV Principals except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.