Kristin E. Frank - 20 Apr 2024 Form 4 Insider Report for GAIA, INC (GAIA)

Role
Director
Signature
/s/Ned Preston Attorney-in-Fact for Kristin Frank
Issuer symbol
GAIA
Transactions as of
20 Apr 2024
Net transactions value
+$77,924
Form type
4
Filing time
23 Apr 2024, 17:15:37 UTC
Previous filing
06 Dec 2023
Next filing
09 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GAIA Class A Common Stock Options Exercise $77,924 +19,828 +47% $3.93 62,058 20 Apr 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GAIA Restricted Stock Units Options Exercise $0 -19,828 -100% $0.000000* 0 20 Apr 2024 Class A Common Stock 62,058 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2 The RSUs vest on the one year anniversary date of the Annual Shareholder Meeting from April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.