Key facts
- This page summarizes Keith Baker's Form 4 filing for KINETA, INC./DE (KANT).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 16 Apr 2024, 17:01.
Keith Baker - 14 Apr 2024 Form 4 Insider Report for KINETA, INC./DE (KANT)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- KANT
- Reported as of
- 14 Apr 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 16 Apr 2024, 17:01:08 UTC
- Prior SEC filing
- 19 Sep 2023
- Next SEC filing
- 25 Jun 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Keith Baker
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Keith Baker filed Form 4 for KINETA, INC./DE (KANT) on 16 Apr 2024.
Change
- Previous filing in this sequence was filed on 19 Sep 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
KA
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +225,000
- Change %
- Price
- $0.000000
- Shares after
- 225,000
- Date
- 14 Apr 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 225,000
- Exercise price
- $0.3600
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
25% of the shares are vested and exercisable upon the grant, 25% of the shares will vest and become exercisable over the 36 month period following the award on the one-month anniversary of the vesting commencement date subject to the reporting person's continuous service status through each vesting date, and 50% of the shares will vest and become exercisable subject to the achievement of a Transaction or Qualified Transaction.
Footnote F2
Footnote 2 is a continuation of Footnote 1: A "Qualified Transaction" is defined as either (i) a capital raise commitment of greater than $25 million with a minimum of $10 million upon closing or (ii) a partnership event resulting in an upfront cash payment to the Company of at least $15 million with future milestones of greater than $100 million (in cash and equity). In the event the Board of Directors of the Company approves a transaction that does not meet the criteria of a Qualified Transaction, it shall be deemed a "Transaction". In the event of the Qualified Transaction, all such shares shall immediately become fully vested and exercisable. In the event of a Transaction, all shares shall vest in an equal monthly number such that the shares will be vested and exercisable in full 36 months following the award date.