Jeffrey Hurd - Apr 15, 2024 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Signature
/s/ Jessica Olich as attorney-in-fact for Jeffrey Hurd
Stock symbol
EQH
Transactions as of
Apr 15, 2024
Transactions value $
-$361,239
Form type
4
Date filed
4/16/2024, 05:00 PM
Previous filing
Mar 18, 2024
Next filing
May 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQH Common Stock Sale -$280K -7.76K -5.14% $36.05 143K Apr 15, 2024 Direct F1, F2, F3
transaction EQH Common Stock Sale -$81.4K -2.21K -1.54% $36.90 141K Apr 15, 2024 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2023.
F2 This transaction was executed in multiple trades at prices ranging from $35.6800 to $36.6600. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 Total includes Restricted Stock Units.
F4 This transaction was executed in multiple trades at prices ranging from $36.6800 to $37.1800. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.