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Signature
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/s/ James H. Miller, Corporate Secretary of Clairvest Group Inc.
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Stock symbol
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DMS;DMSWS
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Transactions as of
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Apr 12, 2024
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Transactions value $
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$0
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Form type
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4
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Date filed
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4/16/2024, 04:06 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
DMS;DMSWS |
Class A Common Stock |
Other |
|
+151K |
+12.52% |
|
1.36M |
Apr 12, 2024 |
See footnotes |
F1, F2, F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
DMS;DMSWS |
Units of Digital Media Solutions Holdings, LLC |
Other |
|
-151K |
-100% |
|
0 |
Apr 12, 2024 |
Class A Common Stock |
151K |
|
See footnote |
F1, F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: