Brendan Brothers - Apr 1, 2024 Form 4/A Insider Report for NASDAQ, INC. (NDAQ)

Role
Executive Vice President
Signature
/s/ Alex Kogan, by power of attorney
Stock symbol
NDAQ
Transactions as of
Apr 1, 2024
Transactions value $
-$604,338
Form type
4/A
Date filed
4/15/2024, 04:59 PM
Date Of Original Report
Apr 3, 2024
Previous filing
Apr 5, 2023
Next filing
Apr 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Tax liability -$604K -9.7K -18.11% $62.29 43.9K Apr 1, 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
F2 Represents 43,873 shares, of which 28,260 are vested. This amendment to the Form 4 filed on April 3, 2024 (the "Original Form 4") is being filed solely to report the omission of the forfeiture of shares to pay withholding taxes in connection with the equity award of 37,825 shares or units of restricted stock units that was granted, and vested as to 50%, on April 1, 2024, and to report the total securities owned after such transaction. All other information in the Original Form 4 was accurate.

Remarks:

For additional clarity, as of the date hereof, the Reporting Person's ownership is as follows: 39,158 shares or units of restricted stock, of which 32,736 are vested.