Howard S. Jonas - 04 Apr 2024 Form 4 Insider Report for Rafael Holdings, Inc. (RFL)

Role
Executive Chairman, Director
Signature
Joyce J. Mason, by Power of Attorney
Issuer symbol
RFL
Transactions as of
04 Apr 2024
Net transactions value
$0
Form type
4
Filing time
08 Apr 2024, 13:53:16 UTC
Previous filing
13 Feb 2024
Next filing
09 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RFL Class B Common Stock, par value $.01 per share Other $0 -348,259 -100% $0.000000* 0 04 Apr 2024 By HSJ 2024 Rafael Annuity Trust F1
transaction RFL Class B Common Stock, par value $.01 per share Other $0 +348,259 +162% $0.000000 563,538 04 Apr 2024 Direct F1, F2
holding RFL Class B Common Stock, $.01 par value per share 3,225,806 04 Apr 2024 By I9 Plus, LLC F3
holding RFL Class B Common Stock, $.01 par value per share 98,820 04 Apr 2024 By The Jonas Foundation
holding RFL Class A Common Stock, $.01 par value per share 787,163 04 Apr 2024 Rafael A Partners, L.P. F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transfer from the HSJ 2024 Rafael Annuity Trust to the Reporting Person's direct holdings.
F2 Consists of 348,259 shares of stock held directly, 27,852 vested restricted shares of stock, and 187,427 unvested restricted shares of stock that vest in full on June 13, 2024.
F3 Owned by trusts for the benefit of the Reporting Person's children and managed by Reporting Person's immediate family member.
F4 The Reporting Person is the sole manager of the sole general partner of the limited partnership and, therefore, has sole voting and dispositive power over the shares of Class A common stock held by the limited partnership.