John Slebir - Mar 29, 2024 Form 3 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Role
SVP General Counsel
Signature
/s/ JOHN SLEBIR
Stock symbol
DVAX
Transactions as of
Mar 29, 2024
Transactions value $
$0
Form type
3
Date filed
4/5/2024, 04:33 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding DVAX Common Stock 10.1K Mar 29, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DVAX Stock Option (Right to Buy) Mar 29, 2024 Common Stock 300K $9.29 Direct F1
holding DVAX Stock Options (Right to Buy) Mar 29, 2024 Common Stock 80K $12.74 Direct F2
holding DVAX Restricted Stock Unit Mar 29, 2024 Common Stock 14K Direct F3
holding DVAX Stock Options (Right to Buy) Mar 29, 2024 Common Stock 88K $11.12 Direct F4
holding DVAX Stock Options (Right to Buy) Mar 29, 2024 Common Stock 70K $12.48 Direct F5
holding DVAX Restricted Stock Unit Mar 29, 2024 Common Stock 50K Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of June 28, 2021, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.
F2 This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of February 10, 2022, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.
F3 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 10, 2022.
F4 This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of February 16, 2023, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.
F5 This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of February 15, 2024, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.
F6 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 15, 2024.