Michelle Lynn Daly - Apr 1, 2024 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
Controller and Prin Acctg Ofcr
Signature
/s/ Alex Kogan, by power of attorney
Stock symbol
NDAQ
Transactions as of
Apr 1, 2024
Transactions value $
-$16,756
Form type
4
Date filed
4/3/2024, 05:29 PM
Previous filing
Jul 5, 2023
Next filing
Jul 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Award $0 +2.65K +24.68% $0.00 13.4K Apr 1, 2024 Direct F1
transaction NDAQ Common Stock, par value $0.01 per share Tax liability -$16.8K -269 -2.01% $62.29 13.1K Apr 1, 2024 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2026, 33% on April 1, 2027 and the remainder on April 1, 2028.
F2 Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
F3 Represents (i) 12,206 shares or units of restricted stock, of which 2,472 are vested at the date hereof and (ii) 904 shares purchased under the Employee Stock Purchase Plan.