Bradley J. Peterson - Apr 1, 2024 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
Executive Vice President
Signature
/s/ Alex Kogan, by power of attorney
Stock symbol
NDAQ
Transactions as of
Apr 1, 2024
Transactions value $
-$247,540
Form type
4
Date filed
4/3/2024, 05:26 PM
Previous filing
Feb 22, 2024
Next filing
Jul 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Award $0 +9.63K +4.8% $0.00 210K Apr 1, 2024 Direct F1
transaction NDAQ Common Stock, par value $0.01 per share Tax liability -$248K -3.97K -1.89% $62.29 206K Apr 1, 2024 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares or units of restricted stock (RSUs) granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2026, 33% on April 1, 2027 and the remainder on April 1, 2028.
F2 Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
F3 Represents (i) 108,928 shares or units of restricted stock, of which 38,202 are vested, (ii) 93,114 shares underlying PSUs, all of which are vested and (iii) 4,346 shares purchased under the Employee Stock Purchase Plan.