PC Nelson Griggs - 01 Apr 2024 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
President, Capital Access Plat
Signature
/s/ Alex Kogan, by power of attorney
Issuer symbol
NDAQ
Transactions as of
01 Apr 2024
Net transactions value
-$247,727
Form type
4
Filing time
03 Apr 2024, 17:21:14 UTC
Previous filing
22 Feb 2024
Next filing
02 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Award $0 +12,843 +5.7% $0.000000 237,024 01 Apr 2024 Direct F1
transaction NDAQ Common Stock, par value $0.01 per share Tax liability $247,727 -3,977 -1.7% $62.29 233,047 01 Apr 2024 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares or units of restricted stock (RSUs) granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2026, 33% on April 1, 2027 and the remainder on April 1, 2028.
F2 Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
F3 Represents (i) 91,096 shares or units of restricted stock, of which 17,558 are vested and (ii) 141,951 shares underlying PSUs, all of which are vested.