Eric Cantor - 28 Mar 2024 Form 4 Insider Report for Moelis & Co (MC)

Reporting relationship: Vice Chairman, MD, Director
Issuer ticker: MC
Reported as of: 28 Mar 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 02 Apr 2024, 20:25:12 UTC
Prior SEC filing: 23 Feb 2024
Next SEC filing: 29 Apr 2024
Source filing: View source filing
Reporting owner signature: /s/ Osamu Watanabe as attorney-in-fact for Eric Cantor

Key filing fact

Eric Cantor filed Form 4 for Moelis & Co (MC) on 02 Apr 2024.

Key facts

This page summarizes Eric Cantor's Form 4 filing for Moelis & Co (MC).
6 reported transactions and 6 derivative rows are listed below.
Accepted by SEC: 02 Apr 2024, 20:25.

Change

Previous filing in this sequence was filed on 23 Feb 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MC transaction Derivative

2019 Incentive RSUs Granted in 2019 (Quarterly Awards)

Award

Transaction value: $0
Shares: +34
Change %: +1.1%
Price: $0.000000
Shares after: 3,271
Date: 28 Mar 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 34
Exercise price: $0.000000
Footnotes: F1, F2

MC transaction Derivative

2019 Incentive RSUs

Award

Transaction value: $0
Shares: +105
Change %: +1.1%
Price: $0.000000
Shares after: 10,019
Date: 28 Mar 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 105
Exercise price: $0.000000
Footnotes: F1, F3

MC transaction Derivative

2020 Incentive RSUs

Award

Transaction value: $0
Shares: +145
Change %: +1.1%
Price: $0.000000
Shares after: 13,823
Date: 28 Mar 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 145
Exercise price: $0.000000
Footnotes: F1, F4

MC transaction Derivative

2021 Incentive RSUs

Award

Transaction value: $0
Shares: +204
Change %: +1.1%
Price: $0.000000
Shares after: 19,551
Date: 28 Mar 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 204
Exercise price: $0.000000
Footnotes: F1, F5

MC transaction Derivative

2022 Incentive RSUs

Award

Transaction value: $0
Shares: +342
Change %: +1.1%
Price: $0.000000
Shares after: 32,693
Date: 28 Mar 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 342
Exercise price: $0.000000
Footnotes: F1, F6

MC transaction Derivative

2023 Incentive RSUs

Award

Transaction value: $0
Shares: +329
Change %: +1.1%
Price: $0.000000
Shares after: 31,438
Date: 28 Mar 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 329
Exercise price: $0.000000
Footnotes: F1, F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

Footnote F2

RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: (1) 7.38 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2019 (and dividend equivalents thereon), (2) 8.79 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 28, 2019 (and dividend equivalents thereon), (3) 9.13 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on September 30, 2019 (and dividend equivalents thereon) and (4) 8.91 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

Footnote F3

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F4

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F5

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F6

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F7

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.