Anne Erickson - Mar 21, 2024 Form 3 Insider Report for Savara Inc (SVRA)

Role
Chief Business Officer
Signature
/s/ Anne Erickson
Stock symbol
SVRA
Transactions as of
Mar 21, 2024
Transactions value $
$0
Form type
3
Date filed
3/29/2024, 10:36 AM
Next filing
Apr 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SVRA Common Stock 354K Mar 21, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SVRA Stock Option (Right to Buy) Mar 21, 2024 Common Stock 20K $10.01 Direct F2
holding SVRA Stock Option (Right to Buy) Mar 21, 2024 Common Stock 2K $11.00 Direct F3
holding SVRA Stock Option (Right to Buy) Mar 21, 2024 Common Stock 25K $1.57 Direct F4
holding SVRA Stock Option (Right to Buy) Mar 21, 2024 Common Stock 75K $1.13 Direct F5
holding SVRA Stock Option (Right to Buy) Mar 21, 2024 Common Stock 50K $1.23 Direct F6
holding SVRA Stock Option (Right to Buy) Mar 21, 2024 Common Stock 50K $1.11 Direct F7
holding SVRA Stock Option (Right to Buy) Mar 21, 2024 Common Stock 150K $1.51 Direct F8
holding SVRA Stock Option (Right to Buy) Mar 21, 2024 Common Stock 40K $4.45 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 4,687 represents restricted stock units ("RSUs") that vest in substantially equal installments on April 21, 2024, July 21, 2024, and October 21, 2024; 75,000 represents RSUs that vest in full on December 13, 2024; and 160,000 represents RSUs that vest in full on December 14, 2025, in each case subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F2 The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of October 18, 2018, subject to the reporting person's continued service with the Issuer.
F3 The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of May 30, 2019, subject to the reporting person's continued service with the Issuer.
F4 The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 17, 2019, subject to the reporting person's continued service with the Issuer.
F5 The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of October 21, 2020, subject to the reporting person's continued service with the Issuer.
F6 The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 16, 2020, subject to the reporting person's continued service with the Issuer.
F7 The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2021, subject to the reporting person's continued service with the Issuer.
F8 The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 13, 2022, subject to the reporting person's continued service with the Issuer.
F9 The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2023, subject to the reporting person's continued service with the Issuer.