Leslie S. Hyde - Mar 21, 2024 Form 4 Insider Report for Koppers Holdings Inc. (KOP)

Role
SVP, Chief Sustainability Offi
Signature
/s/Stephanie L. Apostolou, Attorney in Fact
Stock symbol
KOP
Transactions as of
Mar 21, 2024
Transactions value $
-$712,267
Form type
4
Date filed
3/22/2024, 04:39 PM
Previous filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KOP Common Stock Options Exercise $212K +7.96K +14.31% $26.63 63.6K Mar 21, 2024 Direct
transaction KOP Common Stock Sale -$355K -6.6K -10.37% $53.77 57K Mar 21, 2024 Direct F1
transaction KOP Common Stock Sale -$74.4K -1.36K -2.39% $54.52 55.7K Mar 21, 2024 Direct F2
transaction KOP Common Stock Options Exercise $283K +14.4K +25.95% $19.63 70.1K Mar 21, 2024 Direct
transaction KOP Common Stock Sale -$604K -11.2K -16.04% $53.75 58.9K Mar 21, 2024 Direct F3
transaction KOP Common Stock Sale -$174K -3.2K -5.43% $54.51 55.7K Mar 21, 2024 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KOP Employee Stock Options (Rights to Buy) Options Exercise $0 -7.96K -100% $0.00* 0 Mar 21, 2024 Common Stock 7.96K $26.63 Direct F5
transaction KOP Employee Stock Options (Rights to Buy) Options Exercise $0 -14.4K -100% $0.00* 0 Mar 21, 2024 Common Stock 14.4K $19.63 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.35 to $54.28, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F2 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.36 to $54.69, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F3 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.34 to $54.33, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F4 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.36 to $54.74, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F5 Stock options vested in annual installments of 25 percent over 4 years.