| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CLSK | Common Stock | Sale | -$9M | -443K | -13.68% | $20.31 | 2.8M | Mar 21, 2024 | Direct | F1, F2 |
| holding | CLSK | Common Stock | 324K | Mar 21, 2024 | By ZRB Holdings Inc. | F3 | |||||
| holding | CLSK | Common Stock | 12K | Mar 21, 2024 | By BlueChip Advisors LLC | F4 | |||||
| holding | CLSK | Series A Preferred | 500K | Mar 21, 2024 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The price reported in Table I represents the weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. |
| F2 | The reported amount reflects 36,993 shares that were previously withheld to cover taxes in connection with the vesting of restricted stock units reported on Form 4 filed on October 27, 2023. This disclosure does not represent additional sales. Before adjustment, the total number of shares beneficially owned was 2,832,856. |
| F3 | The Reporting Person is the sole shareholder of ZRB Holdings Inc. |
| F4 | The Reporting Person is a member of the limited liability company, BlueChip Advisors LLC, that directly owns the reported securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |