Kenneth Hao - Mar 21, 2024 Form 4 Insider Report for Broadcom Inc. (AVGO)

Role
Director
Signature
/s/ Kenneth Hao
Stock symbol
AVGO
Transactions as of
Mar 21, 2024
Transactions value $
-$12,715,311
Form type
4
Date filed
3/21/2024, 08:19 PM
Previous filing
Feb 7, 2024
Next filing
Apr 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVGO Common Stock, $0.001 par value Sale -$2.23M -1.61K -17.52% $1,386.76 7.56K Mar 21, 2024 Held through Silver Lake Group, L.L.C. F1, F5
transaction AVGO Common Stock, $0.001 par value Sale -$2.23M -1.61K -21.27% $1,387.67 5.95K Mar 21, 2024 Held through Silver Lake Group, L.L.C. F2, F5
transaction AVGO Common Stock, $0.001 par value Sale -$7.58M -5.46K -91.83% $1,388.58 486 Mar 21, 2024 Held through Silver Lake Group, L.L.C. F3, F5
transaction AVGO Common Stock, $0.001 par value Sale -$675K -486 -100% $1,389.20 0 Mar 21, 2024 Held through Silver Lake Group, L.L.C. F4, F5
holding AVGO Common Stock, $0.001 par value 107K Mar 21, 2024 By LLC F6
holding AVGO Common Stock, $0.001 par value 5.39K Mar 21, 2024 By Limited Partnership F6
holding AVGO Common Stock, $0.001 par value 45 Mar 21, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,386.08 to $1,387.075, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,387.11 to $1,388.1018, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,388.12 to $1,389.0526, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,389.12 to $1,389.2708, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 Represents shares of common stock held by Silver Lake Group, L.L.C., of which Mr. Kenneth Hao is a managing member. This filing shall not be deemed an admission that Mr. Hao is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, and Mr. Hao disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
F6 Reflects certain transfers between investment vehicles beneficially owned by Mr. Hao and his family, which transfers were exempt from reporting under Rule 16a-13 of the Exchange Act.