Manuel Alba - 19 Mar 2024 Form 3 Insider Report for Astera Labs, Inc. (ALAB)

Role
Director
Signature
/s/ Philip Mazzara, Attorney-in-Fact
Issuer symbol
ALAB
Transactions as of
19 Mar 2024
Net transactions value
$0
Form type
3
Filing time
19 Mar 2024, 20:38:26 UTC
Next filing
22 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ALAB Common Stock 19,736 19 Mar 2024 By Casa Alameda 2007, LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ALAB Series A Preferred 19 Mar 2024 Common Stock 423,530 $0.000000 By Casa Alameda 2007, LLC F1, F2
holding ALAB Series A Preferred 19 Mar 2024 Common Stock 1,960,785 $0.000000 By Alba Trust F2, F3
holding ALAB Series B Preferred 19 Mar 2024 Common Stock 75,597 $0.000000 By Casa Alameda 2007, LLC F1, F2
holding ALAB Series B Preferred 19 Mar 2024 Common Stock 349,995 $0.000000 By Alba Trust F2, F3
holding ALAB Series C Preferred 19 Mar 2024 Common Stock 3,718 $0.000000 By Alba Trust F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are owned directly by Casa Alameda 2007, LLC, of which the Reporting Person is manager. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 3 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F2 Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") shall automatically convert into one share of Common Stock on a one-for-one basis, immediately upon the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date.
F3 These shares are owned directly by Manuel Alba-Marquez in trust for Alba 2003 Living Trust (the "Alba Trust"), of which the Reporting Person and his spouse are co-trustees. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 3 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Remarks:

Exhibit 24 - Power of Attorney