W. Rodney Mcmullen - Mar 14, 2024 Form 4 Insider Report for KROGER CO (KR)

Role
Chairman of the Board and CEO
Signature
/s/ W. Rodney McMullen, by Stacey M. Heiser, Attorney-in-Fact
Stock symbol
KR
Transactions as of
Mar 14, 2024
Transactions value $
-$3,251,554
Form type
4
Date filed
3/18/2024, 10:30 AM
Previous filing
Mar 13, 2024
Next filing
Apr 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KR Common Stock Award $0 +71.6K +1.99% $0.00 3.68M Mar 14, 2024 Direct F1
transaction KR Common Stock Award $0 +131K +3.57% $0.00 3.81M Mar 14, 2024 Direct F2
transaction KR Common Stock Tax liability -$3.25M -58.6K -1.54% $55.51 3.75M Mar 14, 2024 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KR Non-Qualified Stock Option Award $0 +155K $0.00 155K Mar 14, 2024 Common Stock 155K $55.51 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period at the rate of 25% per year commencing one year from the date of the award.
F2 Shares awarded pursuant to a long-term incentive plan of The Kroger Co.
F3 Payment of tax liability associated with share award.
F4 The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F5 These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period at the rate of 25% per year commencing one year from the date of the grant.