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Signature
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/s/ Herriot Tabuteau, M.D., Attorney-in-Fact
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Stock symbol
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AXSM
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Transactions as of
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Mar 14, 2024
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Transactions value $
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-$1,467,463
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Form type
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4
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Date filed
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3/15/2024, 08:05 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
AXSM |
Common Stock |
Options Exercise |
$286K |
+13K |
+10.77% |
$22.03 |
134K |
Mar 14, 2024 |
Direct |
F1, F2 |
| transaction |
AXSM |
Common Stock |
Sale |
-$906K |
-13K |
-9.72% |
$69.70 |
121K |
Mar 14, 2024 |
Direct |
F2, F3 |
| transaction |
AXSM |
Common Stock |
Options Exercise |
$433K |
+17K |
+14.06% |
$25.53 |
138K |
Mar 14, 2024 |
Direct |
F1, F2 |
| transaction |
AXSM |
Common Stock |
Sale |
-$1.18M |
-17K |
-12.33% |
$69.70 |
121K |
Mar 14, 2024 |
Direct |
F2, F3 |
| transaction |
AXSM |
Common Stock |
Options Exercise |
$70.2K |
+2.35K |
+1.94% |
$29.91 |
123K |
Mar 15, 2024 |
Direct |
F1, F2 |
| transaction |
AXSM |
Common Stock |
Sale |
-$168K |
-2.35K |
-1.91% |
$71.61 |
121K |
Mar 15, 2024 |
Direct |
F2, F3 |
| holding |
AXSM |
Common Stock |
|
|
|
|
|
46.9K |
Mar 14, 2024 |
GRAT |
F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
AXSM |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-13K |
-100% |
$0.00* |
0 |
Mar 14, 2024 |
Common Stock |
13K |
$22.03 |
Direct |
F1, F2 |
| transaction |
AXSM |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-17K |
-100% |
$0.00* |
0 |
Mar 14, 2024 |
Common Stock |
17K |
$25.53 |
Direct |
F1, F2 |
| transaction |
AXSM |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-2.35K |
-100% |
$0.00* |
0 |
Mar 15, 2024 |
Common Stock |
2.35K |
$29.91 |
Direct |
F1, F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: