Edwin A. Poston - 09 Mar 2024 Form 4 Insider Report for P10, Inc. (PX)

Role
Director, Member of 10% Owner Group (see Footnote 1)
Signature
/s/ Amanda Coussens as Attorney-in-Fact for the Reporting Persons
Issuer symbol
PX
Transactions as of
09 Mar 2024
Net transactions value
-$202,339
Form type
4
Filing time
12 Mar 2024, 21:42:20 UTC
Previous filing
12 Mar 2024
Next filing
26 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PX Class A Common Stock Options Exercise +43,155 +184% 66,649 09 Mar 2024 Direct F1, F2, F3
transaction PX Class A Common Stock Tax liability $101,497 -12,546 -19% $8.09 54,103 09 Mar 2024 Direct F1, F3
transaction PX Class A Common Stock Options Exercise +43,155 +184% 66,649 09 Mar 2024 Direct F1, F2, F4
transaction PX Class A Common Stock Tax liability $100,842 -12,465 -19% $8.09 54,184 09 Mar 2024 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PX Restricted Stock Units Options Exercise $0 -43,155 -100% $0.000000* 0 09 Mar 2024 Class A Common Stock 43,155 Direct F2, F3, F5
transaction PX Restricted Stock Units Options Exercise $0 -43,155 -100% $0.000000* 0 09 Mar 2024 Class A Common Stock 43,155 Direct F2, F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed by Edwin Poston and Mel Williams (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are beneficial owners of the securities of the Issuer reported herein. In addition, Mr. Poston serves as a director on the Board of Directors of the Issuer.
F2 Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
F3 These securities are owned directly by Mr. Poston.
F4 These securities are owned directly by Mr. Williams.
F5 On March 9, 2023, Mr. Poston was granted a total of 43,155 RSUs, all of which vested on the first anniversary of the grant date.
F6 On March 9, 2023, Mr. Williams was granted a total of 43,155 RSUs, all of which vested on the first anniversary of the grant date.

Remarks:

Member of 10% Owner Group (see Footnote 1)