Jeffrey Stiefler - Mar 7, 2024 Form 4 Insider Report for ONESPAWORLD HOLDINGS Ltd (OSW)

Role
Director
Signature
/s/ Inga Fyodorova, as Attorney-in-Fact for Jeffrey E. Stiefler
Stock symbol
OSW
Transactions as of
Mar 7, 2024
Transactions value $
-$32
Form type
4
Date filed
3/11/2024, 08:14 PM
Previous filing
Jul 28, 2023
Next filing
Jul 25, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSW Common Shares Options Exercise $38.3K +6.67K +10.47% $5.75 70.3K Mar 7, 2024 By Stiefler Trust U/T/D 5/31/07 F2
transaction OSW Common Shares Disposed to Issuer -$38.3K -2.83K -4.02% $13.54 67.5K Mar 7, 2024 By Stiefler Trust U/T/D 5/31/07 F1, F2
transaction OSW Common Shares Options Exercise $490K +42.6K +63.1% $11.50 110K Mar 7, 2024 By Stiefler Trust U/T/D 5/31/07 F2
transaction OSW Common Shares Disposed to Issuer -$490K -36.2K -32.86% $13.54 73.9K Mar 7, 2024 By Stiefler Trust U/T/D 5/31/07 F2, F3
holding OSW Common Shares 95.5K Mar 7, 2024 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSW Warrants Options Exercise $0 -6.67K -100% $0.00* 0 Mar 7, 2024 Common Shares 6.67K $5.75 By Stiefler Trust U/T/D 5/31/07 F2
transaction OSW Warrants Options Exercise $0 -42.6K -100% $0.00* 0 Mar 7, 2024 Common Shares 42.6K $11.50 By Stiefler Trust U/T/D 5/31/07 F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 7, 2024, the Stiefler Trust U/T/D 5/31/07 ("Stiefler Trust") exercised a warrant to purchase 6,667 Common Shares for $5.75 a share. Stiefler Trust paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 2,831 Common Shares to pay the exercise price.
F2 The reporting person is the trustee of Stiefler Trust and has voting and dispositive power over the securities held by it. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F3 On March 7, 2024, Stiefler Trust exercised a warrant to purchase 42,602 Common Shares for $11.50 a share. Stiefler Trust paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 36,186 Common Shares to pay the exercise price.
F4 Includes an additional 56,911 Common Shares to correct for inadvertent errors in the Column 5 amount reflected in connection with previously reported transactions.
F5 The warrants were exercisable in accordance with the provisions of the Amended and Restated Warrant Agreement, dated as of March 19, 2019, between the Issuer and Continental Stock Transfer & Trust Company.