Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | OSW | Common Shares | Options Exercise | $38.3K | +6.67K | +10.47% | $5.75 | 70.3K | Mar 7, 2024 | By Stiefler Trust U/T/D 5/31/07 | F2 |
transaction | OSW | Common Shares | Disposed to Issuer | -$38.3K | -2.83K | -4.02% | $13.54 | 67.5K | Mar 7, 2024 | By Stiefler Trust U/T/D 5/31/07 | F1, F2 |
transaction | OSW | Common Shares | Options Exercise | $490K | +42.6K | +63.1% | $11.50 | 110K | Mar 7, 2024 | By Stiefler Trust U/T/D 5/31/07 | F2 |
transaction | OSW | Common Shares | Disposed to Issuer | -$490K | -36.2K | -32.86% | $13.54 | 73.9K | Mar 7, 2024 | By Stiefler Trust U/T/D 5/31/07 | F2, F3 |
holding | OSW | Common Shares | 95.5K | Mar 7, 2024 | Direct | F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | OSW | Warrants | Options Exercise | $0 | -6.67K | -100% | $0.00* | 0 | Mar 7, 2024 | Common Shares | 6.67K | $5.75 | By Stiefler Trust U/T/D 5/31/07 | F2 |
transaction | OSW | Warrants | Options Exercise | $0 | -42.6K | -100% | $0.00* | 0 | Mar 7, 2024 | Common Shares | 42.6K | $11.50 | By Stiefler Trust U/T/D 5/31/07 | F2, F5 |
Id | Content |
---|---|
F1 | On March 7, 2024, the Stiefler Trust U/T/D 5/31/07 ("Stiefler Trust") exercised a warrant to purchase 6,667 Common Shares for $5.75 a share. Stiefler Trust paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 2,831 Common Shares to pay the exercise price. |
F2 | The reporting person is the trustee of Stiefler Trust and has voting and dispositive power over the securities held by it. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
F3 | On March 7, 2024, Stiefler Trust exercised a warrant to purchase 42,602 Common Shares for $11.50 a share. Stiefler Trust paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 36,186 Common Shares to pay the exercise price. |
F4 | Includes an additional 56,911 Common Shares to correct for inadvertent errors in the Column 5 amount reflected in connection with previously reported transactions. |
F5 | The warrants were exercisable in accordance with the provisions of the Amended and Restated Warrant Agreement, dated as of March 19, 2019, between the Issuer and Continental Stock Transfer & Trust Company. |