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Signature
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Apeiron Investment Group Ltd. By: /s/ Julien Hoefer, Director
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Stock symbol
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ANRO
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Transactions as of
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Feb 6, 2024
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Transactions value $
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$0
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Form type
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4
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Date filed
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3/6/2024, 09:15 AM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
ANRO |
Common Stock |
Conversion of derivative security |
|
+252K |
|
|
252K |
Feb 6, 2024 |
Direct |
F1, F2 |
transaction |
ANRO |
Common Stock |
Conversion of derivative security |
|
+675K |
|
|
675K |
Feb 6, 2024 |
By Apeiron Presight Capital Fund II, L.P.( |
F1, F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
ANRO |
Warrants to Purchase Series A Preferred Stock |
Conversion of derivative security |
|
-445K |
-100% |
|
0 |
Feb 6, 2024 |
Common Stock |
69.3K |
|
Direct |
F2, F4 |
transaction |
ANRO |
Series A Preferred Stock |
Conversion of derivative security |
|
-406K |
-100% |
|
0 |
Feb 6, 2024 |
Common Stock |
183K |
|
Direct |
F1, F2 |
transaction |
ANRO |
Series A Preferred Stock |
Conversion of derivative security |
|
-1.06M |
-100% |
|
0 |
Feb 6, 2024 |
Common Stock |
478K |
|
By Apeiron Presight Capital Fund II, L.P. |
F1, F3 |
transaction |
ANRO |
Series B Preferred Stock |
Conversion of derivative security |
|
-417K |
-100% |
|
0 |
Feb 6, 2024 |
Common Stock |
196K |
|
By Apeiron Presight Capital Fund II, L.P. |
F1, F3, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Apeiron Investment Group Ltd. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Explanation of Responses:
Remarks:
The Form 3 filed by the Reporting Persons on February 2, 2024 inadvertently included securities Apeiron SICAV Ltd. The Reporting Persons do not have voting or dispositve power over such securities and disclaim any beneficial ownership of such securities. As a result of foregoing, the Reporting Persons were inadvertently characterized as 10% owners.