Joseph P. Bergstein Jr - Jan 21, 2024 Form 4 Insider Report for PPL Corp (PPL)

Role
EVP and CFO
Signature
/s/ W. Eric Marr, as Attorney-In-Fact for Joseph P. Bergstein, Jr.
Stock symbol
PPL
Transactions as of
Jan 21, 2024
Transactions value $
$203,390
Form type
4
Date filed
3/5/2024, 05:29 PM
Previous filing
Feb 22, 2023
Next filing
Jan 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PPL Common Stock Options Exercise $296K +11.4K +20.91% $26.01 65.7K Jan 21, 2024 Direct F1, F2
transaction PPL Common Stock Tax liability -$92.2K -3.55K -5.39% $26.01 62.2K Jan 21, 2024 Direct F2, F3
holding PPL Common Stock 370 Jan 21, 2024 Held in trust pursuant to the Employee Stock Ownership Plan. F2
holding PPL Common Stock 58.8 Jan 21, 2024 As custodian for children under the Dividend Reinvestment Plan. F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PPL Stock Unit (SIP) Options Exercise $0 -11.4K -100% $0.00* 0 Jan 21, 2024 Common Stock 11.4K $0.00 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 was initially filed on January 23, 2024, but due to a technical issue, it was mistakenly filed as if the issuer was Kentucky Utilities Company, one of PPL Corporation's subsidiaries. This filing properly includes PPL Corporation as the issuer and replaces that initial filing.
F2 Total includes the reinvestment of dividends.
F3 Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).
F4 The units vested on 01/21/2024.