Thomas J. McInerney - Mar 1, 2024 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role
President and CEO; Director, Director
Signature
/s/ David F. Kurzawa, by power of attorney
Stock symbol
GNW
Transactions as of
Mar 1, 2024
Transactions value $
-$6,527,278
Form type
4
Date filed
3/5/2024, 04:17 PM
Previous filing
Dec 5, 2023
Next filing
May 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNW Class A Common Stock Award $0 +2.35M +71.97% $0.00 5.62M Mar 1, 2024 Direct F1
transaction GNW Class A Common Stock Tax liability -$6.53M -1.06M -18.87% $6.15 4.56M Mar 1, 2024 Direct F2
holding GNW Class A Common Stock 980K Mar 1, 2024 By GRAT F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects Performance Stock Units that were granted on March 25, 2021 and fully vested on March 1, 2024, and settled in Class A Common Stock on a 1:1 basis.
F2 The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2024.
F3 On May 30, 2023, the reporting person contributed 979,964 shares that were previously reported as directly beneficially owned to a grantor retained annuity trust (GRAT).