SoYoung Kwon - 02 Mar 2024 Form 4 Insider Report for Aptevo Therapeutics Inc. (APVO)

Role
SVP, GC, BD & Corp Affairs
Signature
/s/ SoYoung Kwon, Attorney-in-Fact
Issuer symbol
APVO
Transactions as of
02 Mar 2024
Net transactions value
$0
Form type
4
Filing time
05 Mar 2024, 16:07:18 UTC
Previous filing
10 Aug 2023
Next filing
03 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APVO Common Stock Options Exercise +3,667 +22% 20,375 02 Mar 2024 Direct F1
transaction APVO Common Stock Options Exercise +3,667 +18% 24,042 03 Mar 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APVO Restricted Stock Unit Options Exercise $0 -3,667 -33% $0.000000 7,333 02 Mar 2024 Common Stock 3,667 Direct F1, F2
transaction APVO Restricted Stock Unit Options Exercise $0 -3,667 -50% $0.000000 3,667 03 Mar 2024 Common Stock 3,667 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.
F2 On March 3, 2023, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.
F3 On June 7, 2022, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023.