| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DFIN | Common Stock | Sale | -$1.4M | -21.8K | -3.9% | $64.27 | 536K | Feb 29, 2024 | Direct | F1, F2 |
| transaction | DFIN | Common Stock | Sale | -$734K | -11.4K | -2.12% | $64.56 | 524K | Feb 29, 2024 | Direct | F1, F3 |
| transaction | DFIN | Common Stock | Sale | -$412K | -6.38K | -1.22% | $64.60 | 518K | Mar 1, 2024 | Direct | F1, F4 |
| transaction | DFIN | Common Stock | Sale | -$32.5K | -500 | -0.1% | $65.04 | 517K | Mar 1, 2024 | Direct | F1, F5, F6 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2023. |
| F2 | The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $63.56 to $64.52 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| F3 | The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $64.56 to $64.69 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| F4 | The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $63.96 to $64.95 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| F5 | The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $64.98 to $65.11 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| F6 | Includes 318,068 shares held directly, 85,255 restricted stock unit, and 114,151 earned performance share units with additional service-based vesting. |