Jerome T. Upton - Feb 16, 2024 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role
EVP & Chief Financial Officer
Signature
/s/ David F. Kurzawa, by power of attorney
Stock symbol
GNW
Transactions as of
Feb 16, 2024
Transactions value $
-$93,964
Form type
4
Date filed
2/21/2024, 05:04 PM
Previous filing
Apr 10, 2023
Next filing
Feb 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNW Class A Common Stock Options Exercise +36.5K +18.21% 237K Feb 16, 2024 Direct F1
transaction GNW Class A Common Stock Tax liability -$60.1K -9.71K -4.1% $6.19 227K Feb 16, 2024 Direct F2
transaction GNW Class A Common Stock Options Exercise +20.6K +9.06% 248K Feb 16, 2024 Direct F1
transaction GNW Class A Common Stock Tax liability -$33.9K -5.47K -2.21% $6.19 242K Feb 16, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNW Restricted Stock Units Options Exercise $0 -36.5K -33.33% $0.00 73K Feb 16, 2024 Class A Common Stock 36.5K Direct F1, F3
transaction GNW Restricted Stock Units Options Exercise $0 -20.6K -50% $0.00 20.6K Feb 16, 2024 Class A Common Stock 20.6K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
F2 The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024.
F3 Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.