Ian Graham - 15 Feb 2024 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP, Global Sales & Video Svcs
Signature
/s/ Wendi Ninh, Attorney-in-Fact
Issuer symbol
HLIT
Transactions as of
15 Feb 2024
Net transactions value
-$202,986
Form type
4
Filing time
20 Feb 2024, 21:46:21 UTC
Previous filing
06 Mar 2024
Next filing
06 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +27,204 +21% $0.000000 157,056 15 Feb 2024 Direct
transaction HLIT Common Stock Tax liability $202,986 -14,849 -9.5% $13.67 142,207 15 Feb 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -6,918 -100% $0.000000* 0 15 Feb 2024 Common Stock 6,918 $0.000000 Direct F1
transaction HLIT Restricted Stock Units Options Exercise $0 -5,198 -20% $0.000000 20,794 15 Feb 2024 Common Stock 5,198 $0.000000 Direct F1
transaction HLIT Restricted Stock Units Options Exercise $0 -15,088 -33% $0.000000 30,177 15 Feb 2024 Common Stock 15,088 $0.000000 Direct F1
transaction HLIT Restricted Stock Units Award $0 +52,462 $0.000000 52,462 16 Feb 2024 Common Stock 52,462 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
F2 One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on 2/15/2025, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date.