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Signature
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/s/ Thomas J. DesRosier, attorney-in-fact for David Arkowitz
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Stock symbol
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MCRB
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Transactions as of
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Feb 14, 2024
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Transactions value $
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-$4,254
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Form type
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4
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Date filed
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2/16/2024, 09:13 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
MCRB |
Common Stock |
Options Exercise |
|
+10.6K |
+6.05% |
|
186K |
Feb 15, 2024 |
Direct |
F1 |
transaction |
MCRB |
Common Stock |
Sale |
-$4.25K |
-3.94K |
-2.11% |
$1.08 |
182K |
Feb 16, 2024 |
Direct |
F2, F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
MCRB |
Stock Option (Right to Buy) |
Award |
$0 |
+214K |
|
$0.00 |
214K |
Feb 14, 2024 |
Common Stock |
214K |
$1.10 |
Direct |
F4 |
transaction |
MCRB |
Stock Option (Right to Buy) |
Award |
$0 |
+288K |
|
$0.00 |
288K |
Feb 14, 2024 |
Common Stock |
288K |
$1.10 |
Direct |
F5 |
transaction |
MCRB |
Restricted Stock Units |
Award |
$0 |
+35.6K |
|
$0.00 |
35.6K |
Feb 14, 2024 |
Common Stock |
35.6K |
|
Direct |
F1, F6 |
transaction |
MCRB |
Restricted Stock Units |
Options Exercise |
$0 |
-10.6K |
-25% |
$0.00 |
31.9K |
Feb 15, 2024 |
Common Stock |
10.6K |
|
Direct |
F1, F7 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: